{"id":4073,"date":"2017-07-31T10:15:25","date_gmt":"2017-07-31T15:15:25","guid":{"rendered":"https:\/\/www.billingparadise.com\/blog\/?p=4073"},"modified":"2026-03-11T02:53:46","modified_gmt":"2026-03-11T07:53:46","slug":"radv-overhaul-2017","status":"publish","type":"post","link":"https:\/\/www.billingparadise.com\/blog\/radv-overhaul-2017\/","title":{"rendered":"CMS RA\/HCC AUDITS:  WILL RADV RAMP UP &#8211; POST UNITED\/HUMANA\/FREEDOM INVESTIGATIONS?"},"content":{"rendered":"<section  class=\"section no noprint1\"><div class=\"row\"><div class=\"wpb_column col-md-12 have-padding\"><div class=\"text-block \" ><div class=\"simple-text \"><p><img loading=\"lazy\" decoding=\"async\" class=\"size-medium wp-image-3398 aligncenter\" src=\"https:\/\/www.billingparadise.com\/blog\/wp-content\/uploads\/2017\/06\/BillingParadise-Logo-300x82.png\" alt=\"\" width=\"300\" height=\"82\" srcset=\"https:\/\/www.billingparadise.com\/blog\/wp-content\/uploads\/2017\/06\/BillingParadise-Logo-300x82.png 300w, https:\/\/www.billingparadise.com\/blog\/wp-content\/uploads\/2017\/06\/BillingParadise-Logo-768x209.png 768w, https:\/\/www.billingparadise.com\/blog\/wp-content\/uploads\/2017\/06\/BillingParadise-Logo-1024x279.png 1024w, https:\/\/www.billingparadise.com\/blog\/wp-content\/uploads\/2017\/06\/BillingParadise-Logo-20x5.png 20w, https:\/\/www.billingparadise.com\/blog\/wp-content\/uploads\/2017\/06\/BillingParadise-Logo.png 1775w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/><\/p>\n<\/div><\/div><\/div><\/div><\/section><section  class=\"section no noprint\"><div class=\"row\"><div class=\"wpb_column col-md-12 have-padding\"><div class=\"text-block \" ><div class=\"simple-text \"><h3>CMS audits for risk adjustment &#8211; will RADV be upgraded and intensified POST UNITED, HUMANA, FREEDOM INVESTIGATIONS?<\/h3>\n<p>When <abbr title=\"Centers for Medicare and Medicaid Services\">CMS<\/abbr> proposed expanding the risk adjustment audit program in 2015, it was looking to cover all Medicare Advantage (MA) Plans, annually.\u00a0 <abbr title=\"Centers for Medicare and Medicaid Services\">CMS<\/abbr> wanted one of two conditions:<\/p>\n<ol class=\"listpnt\">\n<li><strong>Condition-Specific<\/strong><\/li>\n<li><strong>Comprehensive Audits<\/strong><\/li>\n<\/ol>\n<p><abbr title=\"Centers for Medicare and Medicaid Services\">CMS<\/abbr> wanted one of the two implemented due to the fact that the powers at be then, strongly believed that the diagnosis data was fraught with epic upcoding mistakes which were being submitted by all the <abbr title=\"Medicare Advantage\">MA<\/abbr> organizations.\u00a0 This was a concern for <a title=\"CMS\" href=\"https:\/\/www.cms.gov\/\" target=\"_blank\" rel=\"nofollow noopener\">CMS<\/a> as they were concerned that there would be significant misallocation of resources.\u00a0 Some <abbr title=\"Medicare Advantage\">MA<\/abbr> Plans might be overpaid on their members and some might be underpaid on their members.<\/p>\n<div>\n<div class=\"pull-right radvquoteimg\"><img loading=\"lazy\" decoding=\"async\" class=\"alignnone size-full wp-image-4034\" src=\"https:\/\/www.billingparadise.com\/blog\/wp-content\/uploads\/2017\/07\/ma-radv-quote.jpg\" alt=\"\" width=\"400\" height=\"299\" \/><\/div>\n<p>At the time, <abbr title=\"Centers for Medicare and Medicaid Services\">CMS<\/abbr> audited only five percent of all <abbr title=\"Medicare Advantage\">MA<\/abbr> Plans annually and that is still in place as of 2017.\u00a0 In order for <abbr title=\"Centers for Medicare and Medicaid Services\">CMS<\/abbr> to move to one of the two models it is looking to adopt, there will have to be significant policy changes.\u00a0 In light of recent headlines, alleging upcoding by The Big Three &#8211; United, Humana, Freedom and other <abbr title=\"Medicare Advantage\">MA<\/abbr> Plans and the <abbr title=\"Department of Justice\">DOJ<\/abbr> stepping in \u2013 it would seem that 2017 may be the year of the <abbr title=\"Medicare Advantage\">MA<\/abbr> <abbr title=\"Risk Adjustment Data Validation Audit\">RADV<\/abbr> overhaul.<\/p>\n<\/div>\n<div class=\"row featureblock\">\n<div class=\"col-md-8 text-center\" style=\"margin-top: 25px\"><span style=\"font-size: 16px\"><strong>Related webinar<\/strong>: Risk Adjustment and RADV Audit webinar video<\/span><\/div>\n<div class=\"col-md-4 col-md-xs-12 text-center\" style=\"margin-top: 25px\"><a class=\"registerbtn\" title=\"Risk Adjustment webinar\" href=\"https:\/\/www.billingparadise.com\/resources\/webinar\/risk-adjustment.html\">Watch Video Now<\/a><\/div>\n<\/div>\n<\/div><\/div><div  class=\"empty-space  marg-lg-b20 marg-md-b20 marg-sm-b20 marg-xs-b20\"><\/div><\/div><\/div><\/section><section  class=\"section no noprint\"><div class=\"row\"><div class=\"wpb_column col-md-12 have-padding\"><div class=\"text-block \" ><div class=\"simple-text \"><h3>What we know:<\/h3>\n<p><strong><abbr title=\"Medicare Advantage\">MA<\/abbr>\u2019S &amp; Providers feeling increased pressure for accuracy<\/strong><\/p>\n<ul class=\"rcmfp\">\n<li><em>Risk Score Accuracy is Mission Critical to avoid upcoding or <abbr title=\"Hierarchical Condition Categories\">HCC<\/abbr> Creep<\/em><\/li>\n<li><abbr title=\"Office of Inspector General\">OIG<\/abbr> will add to annual Work Plan \u2013 most likely in light of the big three fraud investigations this year<\/li>\n<li><abbr title=\"Recovery Audit Contractors\">RAC<\/abbr> intensity possible \u2013 also on the heels of the big three fraud investigations this year<\/li>\n<\/ul>\n<p><strong>RAPS (Risk Adjustment Processing System) to EDPS (Encounter Data Processing System)- as of 2020, <abbr title=\"Medicare Advantage\">MA<\/abbr> Plans will be subject to 100% <abbr title=\"Encounter Data Processing System\">EDPS<\/abbr> for records (currently 25% of Risk Scores are based on EDPS\/75% is RAPS)<\/strong><\/p>\n<ul class=\"rcmfp\">\n<li><em>Tighter Filters in 2020 \u2013 to more accurately determine Risk Scores<\/em><\/li>\n<li>Could result in possible 3-4% downtick impact for some <abbr title=\"Medicare Advantage\">MA<\/abbr> Plans, if they don\u2019t implement changes now to how they capture HCCs\/RXHCCs<\/li>\n<li>Sunset of <abbr title=\"Risk Adjustment Processing System\">RAPS<\/abbr> by 2020 \u2013 it is proving to be an outdated and inaccurate model to capture <abbr title=\"Risk Adjustment\">RA<\/abbr> data during sweeps<\/li>\n<\/ul>\n<\/div><\/div><\/div><\/div><\/section><section  class=\"section no noprint\"><div class=\"row\"><div class=\"wpb_column col-md-12 have-padding\"><div  class=\"empty-space  marg-lg-b20 marg-md-b20 marg-sm-b20 marg-xs-b20\"><\/div><div class=\"text-block \" ><div class=\"simple-text \"><h3>Two audit types for <abbr title=\"Risk Adjustment Data Validation Audit\">RADV<\/abbr><\/h3>\n<p><abbr title=\"Centers for Medicare and Medicaid Services\">CMS<\/abbr> and <a title=\"Health and Human Services\" href=\"https:\/\/www.hhs.gov\/\" target=\"_blank\" rel=\"nofollow noopener\">HHS<\/a> each have their own version of <abbr title=\"Risk Adjustment Data Validation Audit\">RADV<\/abbr> Audits they conduct based on two different <abbr title=\"Hierarchical Condition Categories\">HCC<\/abbr> coding models:\u00a0 CMS-HCCs and HHS-HCCs.\u00a0 Each model is designed to capture population complexity and severity. To be more specific, the CMS\/HCC model was adapted into the HHS\/HCC Model and is utilized within some of the Alternate Payment Models (APMs), which also includes Advanced <abbr title=\"Alternate Payment Models\">APM<\/abbr>s.<\/p>\n<p><a href=\"https:\/\/www.billingparadise.com\/blog\/wp-content\/uploads\/2017\/07\/hhs-medicare-radv.png\"><img loading=\"lazy\" decoding=\"async\" class=\"aligncenter wp-image-4185 size-full\" src=\"https:\/\/www.billingparadise.com\/blog\/wp-content\/uploads\/2017\/07\/hhs-medicare-radv.png\" alt=\"\" width=\"638\" height=\"332\" srcset=\"https:\/\/www.billingparadise.com\/blog\/wp-content\/uploads\/2017\/07\/hhs-medicare-radv.png 638w, https:\/\/www.billingparadise.com\/blog\/wp-content\/uploads\/2017\/07\/hhs-medicare-radv-300x156.png 300w, https:\/\/www.billingparadise.com\/blog\/wp-content\/uploads\/2017\/07\/hhs-medicare-radv-20x10.png 20w\" sizes=\"auto, (max-width: 638px) 100vw, 638px\" \/><\/a><\/p>\n<\/div><\/div><\/div><\/div><\/section><section  class=\"section no noprint\"><div class=\"row\"><div class=\"wpb_column col-md-12 have-padding\"><div  class=\"empty-space  marg-lg-b20 marg-md-b20 marg-sm-b20 marg-xs-b20\"><\/div><div class=\"text-block \" ><div class=\"simple-text \"><h3>CMS RADV<\/h3>\n<p>CMS-RADV audits are occur annually and are comprised of two focus areas:<\/p>\n<div class=\"pull-left\"><img decoding=\"async\" style=\"width: 200px;margin-right: 15px\" src=\"https:\/\/www.billingparadise.com\/blog\/wp-content\/uploads\/2017\/07\/cms-logo.png\" \/><\/div>\n<ul class=\"rcmfp\">\n<li>National Sample \u2013 which consists of a small group of <abbr title=\"Medicare Advantage\">MA<\/abbr> Plan members and focus on calculating error rates without identifying financial impact<\/li>\n<li>Targeted Audits \u2013 are broader and intensive in nature. They are made up of a random sample from 201 <abbr title=\"Medicare Advantage\">MA<\/abbr> Plan members. Targeted audits place the burden of proof on the <abbr title=\"Medicare Advantage\">MA<\/abbr> Plan, to produce a valid face to face encounter for each date of service\/claim submitted previously by the <abbr title=\"Medicare Advantage\">MA<\/abbr> Plan. Each medical record must be able validate each reported diagnosis that correlates to an HCC\/RXHCC submitted to <abbr title=\"Centers for Medicare and Medicaid Services\">CMS<\/abbr> by the <abbr title=\"Medicare Advantage\">MA<\/abbr> Plan.<\/li>\n<\/ul>\n<\/div><\/div><\/div><\/div><\/section><section  class=\"section no noprint\"><div class=\"row\"><div class=\"wpb_column col-md-12 have-padding\"><div  class=\"empty-space  marg-lg-b20 marg-md-b20 marg-sm-b20 marg-xs-b20\"><\/div><div class=\"text-block \" ><div class=\"simple-text \"><h3>HHS RADV<\/h3>\n<div class=\"pull-left\"><img decoding=\"async\" style=\"width: 200px;margin-right: 15px\" src=\"https:\/\/www.billingparadise.com\/blog\/wp-content\/uploads\/2017\/07\/HHS.jpg\" \/><\/div>\n<p>All <abbr title=\"Medicare Advantage\">MA<\/abbr> Plans are required to annually participate in a Health Exchange or (<abbr title=\"Health Insurance Exchange\">HIX<\/abbr>), RADV audit.\u00a0 These audits are comprised of a 200 Plan member sample for each MA Plan. <abbr title=\"Health and Human Services\">HHS<\/abbr> RADV Audits, also place the burden of proof on the <abbr title=\"Medicare Advantage\">MA<\/abbr> Plan, to produce a valid face to face encounter for each date of service\/claim submitted previously by the <abbr title=\"Medicare Advantage\">MA<\/abbr> Plan.\u00a0 Each Medical record must be able validate each reported diagnosis that correlates to an HCC\/RXHCC submitted to HHS\/CMS, by the MA Plan.\u00a0 \u00a0The <abbr title=\"Health Insurance Exchange\">HIX<\/abbr> HCC Program is designed based on budget neutrality and the outcome will reflect <abbr title=\"Medicare Advantage\">MA<\/abbr> Plan performance and overall drive the payments owed to all competing MA Plans.<\/p>\n<\/div><\/div><\/div><\/div><\/section><section  class=\"section no myDivToPrint\"><div class=\"row\"><div class=\"wpb_column col-md-12 have-padding\"><div  class=\"empty-space  marg-lg-b20 marg-md-b20 marg-sm-b20 marg-xs-b20\"><\/div>[vc_raw_html]JTNDYnV0dG9uJTIwb25jbGljayUzRCUyMm15RnVuY3Rpb24lMjglMjklMjIlMjBjbGFzcyUzRCUyMnB1bGwtcmlnaHQlMjBub3ByaW50JTIyJTNFJTNDaW1nJTIwc3JjJTNEJTIyaHR0cHMlM0ElMkYlMkZ3d3cuYmlsbGluZ3BhcmFkaXNlLmNvbSUyRmJsb2clMkZ3cC1jb250ZW50JTJGdXBsb2FkcyUyRjIwMTclMkYwNyUyRnByaW50ZXIuc3ZnJTIyJTIwd2lkdGglM0QlMjI0OHB4JTIyJTNFJTNDJTJGYnV0dG9uJTNFJTBBJTBBJTNDc2NyaXB0JTNFJTBBZnVuY3Rpb24lMjBteUZ1bmN0aW9uJTI4JTI5JTIwJTdCJTBBJTIwJTIwJTIwJTIwd2luZG93LnByaW50JTI4JTI5JTNCJTBBJTdEJTBBJTNDJTJGc2NyaXB0JTNF[\/vc_raw_html]<div class=\"text-block \" ><div class=\"simple-text \"><h3>THE RADV CHECKLIST<\/h3>\n<p><strong>Member Name: HCN: <\/strong><\/p>\n<p><strong>Image ID: ________\u00a0 DOS:________ Page #: ________ <\/strong><\/p>\n<p><strong>HCC: Diagnosis Code(s): ___________________________<\/strong><\/p>\n<ul class=\"footque\">\n<li><em>Is the correct member name on the Admission or Date of Service (ADM\/DOS)?<\/em><\/li>\n<li>Is the ADM\/DOS for the correct year?<\/li>\n<li>Does the documentation support a face-to-face visit?<\/li>\n<li>Is the ADM\/DOS from a valid provider type and setting?<\/li>\n<li>Is the provider credentials\/specialty documented on the ADM\/DOS?<\/li>\n<li>Does the ADM\/DOS contain an acceptable (legible) signature with date?<\/li>\n<li>If not, is a CMS-Generated Attestation needed for this DOS?<\/li>\n<li>Is the record for the correct calendar year for the payment year being audited?<\/li>\n<li>Is the date of service present for the face to face visit?<\/li>\n<li>Is the record legible?<\/li>\n<li>Is the record from a valid provider type?<\/li>\n<li>Are there valid credentials and\/or is there a valid physician specialty documented on the record?<\/li>\n<li>If the outpatient\/physician record doesn\u2019t contain a valid credential and\/or signature, is there a completed CMS-Generated Attestation for this date of service?<\/li>\n<li>Is there a <strong>current<\/strong> (legible) diagnosis that supports the HCC requested?<\/li>\n<li>If yes, does condition meet reporting criteria (MEAT)?<\/li>\n<li>If not, does the documentation support a higher weighted HCC?<\/li>\n<li>If not, does the documentation support a lower weighted HCC?<\/li>\n<li>Are any additional HCCs supported on this ADM\/DOS?<\/li>\n<\/ul>\n<\/div><\/div><\/div><\/div><\/section><section  class=\"section no noprint2\"><div class=\"row\"><div class=\"wpb_column col-md-12 have-padding\"><div class=\"text-block \" ><div class=\"simple-text \"><p style=\"text-align: center;color: #ddd\">\u00a9 2017 BillingParadise.<\/p>\n<\/div><\/div><\/div><\/div><\/section><section  class=\"section no noprint\"><div class=\"row\"><div class=\"wpb_column col-md-12 have-padding\"><div  class=\"empty-space  marg-lg-b20 marg-md-b20 marg-sm-b20 marg-xs-b20\"><\/div><div class=\"text-block \" ><div class=\"simple-text \"><h3>The wrap up<\/h3>\n<div class=\"pull-left\" style=\"margin-right: 10px\"><img decoding=\"async\" src=\"https:\/\/www.billingparadise.com\/blog\/wp-content\/uploads\/2017\/07\/radv-overhaul-character.png\" \/><\/div>\n<p>We know there is active talk of CMS creating a new kid on the block for <a title=\"Risk Adjustment audit\" href=\"https:\/\/www.billingparadise.com\/hcc-risk-adjustment\/\">Risk Adjustment Audits<\/a>, the Medicare Advantage Recovery Audit Contractor Program, (MARA? Possibly our new acronym).\u00a0 If CMS does move forward this year or next and create a bigger, badder, version of RADV, I venture to say that MA Plans and Providers will need to work together, along with Certified Risk Adjustment Coders (CRC).\u00a0 They all will have to be focused on compliance with any new requirements\/ changes that may be implemented under a potential a \u201cMARA\u201d Contracting Program.\u00a0\u00a0 Additionally, I will venture to say that extrapolation, may well be involved in any investigated and proved cases.<\/p>\n<\/div><\/div><\/div><\/div><\/section><section  class=\"section no\"><div class=\"row\"><div class=\"wpb_column col-md-12 have-padding\"><div class=\"text-block \" ><div class=\"simple-text \"><p class=\"subscribepara\">The RCM Weekly Thought-Starter series written by subject matter experts gives info on practice management, RCM best practices, MACRA implementation and more. Subscribe here<\/p>\n<\/div><\/div><\/div><\/div><\/section><section  class=\"section no\"><div class=\"row\"><div class=\"wpb_column col-md-12 have-padding\">[vc_raw_html]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[\/vc_raw_html]<\/div><\/div><\/section>\n","protected":false},"excerpt":{"rendered":"CMS audits for risk adjustment - will RADV be upgraded and intensified POST UNITED, HUMANA, FREEDOM INVESTIGATIONS? When CMS proposed expanding the risk adjustment audit program in 2015, it was looking to cover all Medicare Advantage (MA) Plans, annually.\u00a0 CMS wanted one of two conditions: Condition-Specific Comprehensive Audits CMS wanted one of the two implemented [...]","protected":false},"author":9,"featured_media":4166,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_lmt_disableupdate":"","_lmt_disable":"","_monsterinsights_skip_tracking":false,"_monsterinsights_sitenote_active":false,"_monsterinsights_sitenote_note":"","_monsterinsights_sitenote_category":0,"footnotes":""},"categories":[715,743],"tags":[],"class_list":["post-4073","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-compliance","category-practice-management"],"modified_by":"kiruthika","_links":{"self":[{"href":"https:\/\/www.billingparadise.com\/blog\/wp-json\/wp\/v2\/posts\/4073","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.billingparadise.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.billingparadise.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.billingparadise.com\/blog\/wp-json\/wp\/v2\/users\/9"}],"replies":[{"embeddable":true,"href":"https:\/\/www.billingparadise.com\/blog\/wp-json\/wp\/v2\/comments?post=4073"}],"version-history":[{"count":3,"href":"https:\/\/www.billingparadise.com\/blog\/wp-json\/wp\/v2\/posts\/4073\/revisions"}],"predecessor-version":[{"id":450225,"href":"https:\/\/www.billingparadise.com\/blog\/wp-json\/wp\/v2\/posts\/4073\/revisions\/450225"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.billingparadise.com\/blog\/wp-json\/wp\/v2\/media\/4166"}],"wp:attachment":[{"href":"https:\/\/www.billingparadise.com\/blog\/wp-json\/wp\/v2\/media?parent=4073"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.billingparadise.com\/blog\/wp-json\/wp\/v2\/categories?post=4073"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.billingparadise.com\/blog\/wp-json\/wp\/v2\/tags?post=4073"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}